Welcome to IIROC. The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment ...
People also ask
What does the IIROC do?
What is the equivalent of IIROC in USA?
What is the new name for IIROC?
What are the requirements for IIROC?
The Investment Industry Regulatory Organization of Canada is a non-profit, national self-regulatory organization. Wikipedia
President: Andrew J. Kriegler
Founded: 2008
Headquarters: Toronto, Canada
Chair: Paul D. Allison
Official language: English, French
Purpose: Monitors members for securities law compliance; enforces securities regulations through quasi-judicial proceedings
Established through the merger of the Investment Dealers Association of Canada (IDA) and Market Regulation Services Inc. (RS) on June 1, 2008, IIROC oversees ...
Are you searching in the right place? Find out if the individual you're researching is currently employed by a CIRO-regulated investment dealer. AdvisorReports ...
IIROC came to be on June 1, 2008 by combining the regulatory operations of the Investment Dealers Association (IDA) and Market Regulation Services Incorporated ...
Dealers We Regulate ... CIRO oversees approximately 258 investment and mutual fund firms and their 108,000 representatives across Canada. ... Terms and conditions ...
IIROC is responsible for the setting & enforcement of financial rules for all investment dealers in Canada, including investment firms & individuals.
Apr 30, 2020 · Established in 2008, its objective is to maintain fair and orderly markets and regulate all securities-related commerce within the country— ...